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IIA Certified Financial Services Auditor : IIA-CFSA

IIA-CFSA

Exam Code: IIA-CFSA

Exam Name: Certified Financial Services Auditor

Updated: May 30, 2026

Q & A: 511 Questions and Answers

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IIA IIA-CFSA Exam Syllabus Topics:

TopicDetails
Topic 1
  • Risk Management Frameworks
  • Internal Control Frameworks
Topic 2
  • Financial and Personal Information Privacy
  • Implications of Information Technology
Topic 3
  • Auditing Financial Statement Elements
  • Marketing Sales and Distribution
Topic 4
  • Initial Public Offerings
  • Overview of the Regulatory Environment
Topic 5
  • Self-assessment of Internal Controls
  • Risk Management
  • Equal Credit Opportunity
  • Antidiscrimination
Topic 6
  • Stock Exchanges and Other Markets
  • Monetary Management Theories
  • Home Mortgage Disclosure
Topic 7
  • Auditing Financial Services Products
  • Internal Control
  • Risk Management
  • Governance

Reference: https://na.theiia.org/certification/CFSA-Certification/Pages/CFSA-Certification.aspx

IIA-CFSA Related Exams
IIA-CCSA - Certification in Control Self-Assessment
IIA-CCSA-JPN - Certification in Control Self-Assessment (IIA-CCSA日本語版)
IIA-CGAP - Certified Government Auditing Professional
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